Guidance for Standards I-VII

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Guidance for Standards I-VII by Mind Map: Guidance for Standards I-VII

1. Standard 1: Professionalism

1.1. A.Knowledge of the Law

1.2. B.Independence and Objectivity

1.3. C.Misrepresentation

1.4. D.Misconduct

2. Standard 2: Integrity of Capital Markets

2.1. A.Material Nonpublic Information

2.2. B.Market Manipulation

3. Standard 3: Duties to Clients

3.1. A.Loyalty, Prudence, and Care

3.2. B.Fair Dealing

3.3. C.Suitability

3.4. D.Performance Presentation

3.5. E.Preservation of Confidentiality

4. Standard 4: Duties to Employers

4.1. A.Loyalty

4.2. B.Additional Compensation Arrangements

4.3. C.Responsibilities of Supervisors

5. Standard 5: Investment Analysis, Recommendations and Actions

6. Standard 6: Conflicts of Interest

7. Standard 7: Responsibilities as a CFA Institute Member or CFA Candidate