GUIDELINES FOR HACCP CERTIFICATION

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GUIDELINES FOR HACCP CERTIFICATION por Mind Map: GUIDELINES FOR HACCP CERTIFICATION

1. INTRODUCTION

1.1. MCS HACCP describes procedures which apply to food premises in gaining HACCP certification

1.2. Administered by the Ministry of Health

1.3. The certification process includes adequacy, compliance and any follow-up audits by appointed of certified auditors

2. REQUIREMENTS FOR APPLICATION

2.1. A. Food premises shall be licensed

2.2. B. Company is registered with the Registrar of Companies (ROC)

2.3. C. Pre-requisite programmes shall be in place and documented

2.4. D. The HACCP Manual shall be available with the minimum content as stated in Appendix 1. The Manual shall be duly signed and dated by the company management with executive responsibility

2.5. E. The HACCP system shall be developed based on the Malaysian Standard MS 1480:2007 (1st Revision) and any other requirements imposed by the importing country/countries

2.6. F. The HACCP system should have been implemented for a minimum of three (3) months prior to application

3. APPLICATION PROCESS

3.1. 6.1 Submission of Application

3.2. 6.2 Acceptance of Application

3.3. 6.3 Fees

3.4. 6.4 Other Expenditure

4. AUDITING PROCEDURES

4.1. 7.1 Preparation for Auditing

4.2. 7.2 Compliance Audit Procedure

4.2.1. 7.2.1 Adequacy audit

4.2.2. 7.2.2 On site-audit

4.2.3. 7.2.3 Follow-up audit (FUA)

5. AUDITOR

5.1. 8.1 Compliance Auditor

5.2. 8.2 Surveillance Auditor

6. EVALUATION PROCESS

6.1. The HACCP Certification Committee will conduct a meeting every month or when the need arises to approve recommendations given by the audit team leader. The meeting will be chaired by the Director of the FSQD, Ministry of Health or appointed officer (Deputy Director / Senior Principal Assistant Director / Principal Assistant Director), and members of the committee will consist of officers from the FSQD. Certification awarded shall be valid for two(2) years

7. MAINTENANCE OF THE CERTIFIED HACCP SYSTEM

7.1. 10.1 Minor Non-conformance (NC)

7.1.1. For minor NC, CAR will be issued and action shall be taken within the stated period as agreed during the exit meeting. A follow-up audit (FUA) will be conducted according to the stated agreed period. The CAR will be closed out when it is satisfactorily rectified. Failure to rectify the NC shall affect the renewal of the HACCP certificate

7.2. 10.2 Major non-conformance

7.2.1. For major NC, CAR will be issued and immediate corrective action shall be taken by the company. A FUA shall be conducted to verify that the corrective action has been taken. If corrective action taken is not satisfactory, the HACCP certificate shall be suspended. Failure to rectify the NC shall result in withdrawal of the HACCP certificate. The CAR will be closed when corrective action taken is satisfactory

7.3. 10.3 Serious non-conformance

7.3.1. For serious NC, the HACCP certification will be suspended immediately. Corrective action shall be taken within the suspended period as agreed in the exit meeting. A FUA shall be conducted to verify the corrective action taken. Failure to rectify the NC shall result in withdrawal of the HACCP certification

8. 11. REAPLLICATION

8.1. a. there is a delay of more than six (6) months on the part of the applicant to agree with the date for compliance audit from the issuance of the adequacy audit report

8.2. b. the findings of the compliance audit indicate total failure of the HACCP system (failure to address all the seven HACCP principles)

8.3. c. any of the CARs is not closed out within one(1) year, without a valid justification, form the date of the on-site compliance audit

9. 16. REFERENCES

9.1. 1. Codex Basic Food Hygiene Texts/Annex to CAC/RCP 1-1969, Rev.3. Codex Alimentarius (1997)

9.2. 2. Food Act 1983 and Food Regulations 1985, Malaysia

9.3. 3. Guidance on Regulatory Assessment of HACCP Report of a Joint FAO/WHO Consultation on the Role of Government Agencies in Assessing HACCP, Geneva (1998)

9.4. 4. Laboratory Accreditation Scheme of Malaysia. Department of Standards Malaysia

9.5. 5. Malaysian Standard MS 1480:2007. Food Safety According to Hazard Analysis and Critical Control Point (HACCP) System (1st Revision). Department of Standards Malaysia. (2007)

9.6. 6. Guidelines on Good Hygiene Practice for Small and Medium Scale Food Industries Towards HACCP (2002)

10. DEFINITIONS

10.1. 2.1 Adequacy Audit

10.1.1. A desk-top/document audit to examine the contents of the HACCP Manual and supportive document submitted and to verify that all elements of the MCS HACCP have been addressed

10.2. 2.2 Audit

10.2.1. An independent, systematic examination of objective evidence, performed by trained personnel, to determine whether the activities of the HACCP systems and the related results comply with planned arrangements and whether these arrangements are implemented effectively and are suitable to achieve food safety objectives

10.3. 2.3 Auditor

10.3.1. A person technically competent in the HACCP system and audit, and in a particular food processing technology or field, formally appointed by MOH

10.4. 2.4 Checklist

10.4.1. A list that contains points/elements that may be considered during assessment. It is used as aide-memoire to promote uniformity in assessment

10.5. 2.5 Certification

10.5.1. Procedure by which MOH as the officially recognized body provide written assurance that the food safety control and management systems conform to MCS HACCP requirements

10.6. 2.6 Compliance

10.6.1. Compliance means the HACCP plan and pre-requisites and their implementation meet MCS HACCP requirements

10.7. 2.7 Compliance Audit

10.7.1. An activity to obtain evidence that the seven HACCP principles have been effectively applied and the HACCP plan and pre-requisites correctly implemented and that the system can be maintained

10.7.2. Includes adequacy, on-site and follow-up audits. Compliance audit is conducted by means of an independent, impartial and objective audit to ascertain full compliance with MCS HACCP criteria and requirements

10.8. 2.8 Conformance

10.8.1. Conformance means activities are carried out according to the established procedures as laid out in the HACCP Plan and the PRP documents

10.9. 2.9 Corrective Action Request (CAR)

10.9.1. Non-conformances documented request by the auditor which must be satisfactorily addressed or corrected by the auditee. All CARs must be closed before a recommendation for the HACCP Certification can be made

10.10. 2.10 Categories of Non-Conformance

10.10.1. Minor

10.10.1.1. A deviation of the HACCP-based system relative to HACCP procedures and facility sanitation or others which are not likely to reduce materially the facility's ability to meet acceptable sanitation requirements or ensure food safety

10.10.2. Major

10.10.2.1. A significant deviation from planned requirements (MS 1480 : 1999 Malaysian Standard on Food Safety According to HACCP), such that maintenance of safety is inhibited. Major non-conformance represents an unacceptable safety risk without constituting an overall system failure in the area concerned

10.10.3. Serious

10.10.3.1. A severe deviation from planned requirements (MS 1480 : 1999 Malaysian Standard on Food Safety According to HACCP), such that maintenance of safety is impacted. Serious non-conformance represents a very significant omission or failure in the food safety system, one that has a direct and adverse effect on the safety of the product

10.10.4. Observation

10.10.4.1. A recommendation given to affect an improvement

10.11. 2.11 Follow- up Audit

10.11.1. The follow-up activity to obtain evidence that the non-conformances given as CAR are being satisfactorily corrected and implemented and that the HACCP system has been maintained. The follow-up audit can be on-site or document audit

10.12. 2.12 Food Premises

10.12.1. Any building or factory used for or in connection with the preparation, preservation, packaging, storage, conveyance, distribution or sale of any food, or re-labelling, reprocessing or re-packing or re-conditioning of any food

10.13. 2.13 HACCP Plan

10.13.1. A document describing the activities developed in accordance with the principles of HACCP to ensure control of hazards which are significant for food safety in the product under consideration and its intended use

10.14. 2.14 Implementation of HACCP Plan

10.14.1. The ongoing execution and maintenance of the HACCP plan

10.15. 2.15 On site-Audit

10.15.1. An audit that is conducted at the auditee's premises

10.16. 2.16 Non-Conformance

10.16.1. Means activities carried out are not in accordance to the established procedures

10.17. 2.17 Pre-Requisite Programme

10.17.1. PRP shall mean the universal steps or procedures that control the operational conditions within a food establishment allowing for environmental conditions that are favourable to the production of safe food as describe in the Malaysian Standard 1480: 2007 (1st Revision) or other related document

10.18. 2.18 Surveillance Audit

10.18.1. On-site audit of HACCP certified food premises by surveillance auditor(s) to verify the effective and continuous maintenance of HACCP system

10.19. 2.19 Surveillance Auditor

10.19.1. Appointed auditor under the MOH who conducts the surveillance audit

11. OBJECTIVE

11.1. The objective of the scheme is to grant formal recognition to food premises that have effectively implemented and maintained the HACCP system for their food products

12. BENEFITS

12.1. 4.1 To facilitate and expedite the issuance of Health Certificate which is not dependent on end product testing.

12.2. 4.2 To reduce the frequency of regulatory inspection on food premises and sampling

12.3. 4.3 To enhance safety of food produced by food premises

12.4. 4.4 To fulfill global requirements on food safety including the application for Approval Number for the exporting of fish and fishery products to European Union

12.5. 4.5 To promote the acceptance, both in Malaysia and overseas, of food produced from food premises with certified HACCP system

12.6. 4.6 To improve marketability of the certified product

12.7. 4.7 To gain recognition by use the HACCP logo upon certification

13. 12. APPEAL

13.1. National Food Safety and Nutrition Council will be empowered to make decisions on any appeal lodged against any application or certification. The appeal panel will consists of members who are independent of the certification process, to ensure impartiality and prevent conflict of interest

14. 13. RENEWAL

14.1. Certification is subject to renewal every two(2) years. Application for renewal of certification is to be made on Application Form as specified in Appendix 2. A renewal fee of RM 600.00 will be charged upon acceptance of application. The recommendation for renewal will be based on the reports of the surveillance audit team throughout the year. The Certification Committee will then decide on the approval for renewal

15. 14. CONFIDENTIALITY

15.1. It is the policy of the MOH to require its staff members and auditors to maintain confidentiality of information and documentation belonging to any applicant. No auditor will be allowed to carry out audits unless he/she has signed an official letter of agreement on confidentiality. In addition, auditors are also required to abide by the MOH Code of Ethics for Auditors

16. 15. ENQUIRY

16.1. Further information on this scheme and application forms can be obtained from: Director, Food Safety and Quality Division, Ministry of Health Malaysia, Level 3, Block E7, Parcel E, Federal Government Administration Centre, 62590 PUTRAJAYA Tel : 03 – 8883 3888 Fax : 03 - 8889 3815 Web site : http://fsq.moh.gov.my Email : fqc-division@moh.gov.my